| HAITONG INTERNATIONAL FUTURES LIMITED | RO | Advising on futures contracts | 2022-05-27 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2019-11-13 | - |
| iBest Investment Services Limited | RO | Leveraged foreign exchange trading | 2016-12-06 | 2019-01-25 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Leveraged foreign exchange trading | 2013-10-21 | 2020-02-24 |
| HAITONG INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2009-08-20 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-06-09 | 2013-10-21 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-09-24 |
| Rep | Asset management | 2003-04-01 | 2003-09-24 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-09-24 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2009-08-20 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-09-24 |
| Rep | Advising on securities | 2003-04-01 | 2003-09-24 |
| Rep | Asset management | 2003-04-01 | 2003-09-24 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-09-24 |
| Rep | Dealing in securities | 2003-04-01 | 2019-11-13 |