Au, Tsz Chung 區子聰

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DL SECURITIES (HK) LIMITED	RO	Advising on corporate finance	2022-04-21	-
	Rep	Advising on corporate finance	2020-06-29	2022-04-21
DRACO CAPITAL LIMITED	Rep	Advising on corporate finance	2019-02-18	2020-05-31
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2011-05-26	2018-12-28
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2011-01-27	2018-12-28
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2011-01-27	2018-12-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DL SECURITIES (HK) LIMITED	RO	Advising on corporate finance	2022-04-21	-
	Rep	Advising on corporate finance	2020-06-29	2022-04-21
DRACO CAPITAL LIMITED	Rep	Advising on corporate finance	2019-02-18	2020-05-31
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2011-05-26	2018-12-28
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2011-01-27	2018-12-28
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2011-01-27	2018-12-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.