Personnel Hong Kong SFC License Details (ID 82077)

Personnel Hong Kong SFC License Details (ID 82077)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CIF Securities Futures Limited	RO	Dealing in securities	2019-05-14	2020-05-31
	Rep	Dealing in securities	2018-10-26	2019-05-14
	Rep	Dealing in futures contracts	2018-10-26	2020-05-31
CIF Global Markets (HK) Limited	RO	Leveraged foreign exchange trading	2018-07-03	2020-03-30
	Rep	Leveraged foreign exchange trading	2018-05-16	2018-07-03
SBI FX Co., Limited	RO	Leveraged foreign exchange trading	2016-07-21	2018-04-28
Tung Shing Securities (Brokers) Limited	RO	Leveraged foreign exchange trading	2013-04-22	2016-05-20
	Rep	Dealing in securities	2012-09-17	2016-05-20
	Rep	Leveraged foreign exchange trading	2012-03-16	2013-04-22
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2011-11-29	2016-05-20
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2008-08-27	2011-09-29
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2007-03-07	2011-09-29