| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2017-10-23 | 2022-08-13 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2017-10-23 | 2022-08-13 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2014-08-25 | 2017-09-22 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | - | 2003-08-11 |
| Rep | Asset management | - | 2003-08-11 |
| Rep | Providing automated trading services | - | 2003-08-11 |
| Rep | Dealing in futures contracts | - | 2017-09-22 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | - | 2003-08-11 |
| Rep | Advising on securities | - | 2003-08-11 |
| Rep | Asset management | - | 2003-08-11 |
| Rep | Providing automated trading services | - | 2003-08-11 |
| Rep | Dealing in securities | - | 2017-09-22 |