Personnel Hong Kong SFC License Details (ID 82081)

Personnel Hong Kong SFC License Details (ID 82081)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2021-03-15	2021-11-05
CMB International Securities Limited	Rep	Dealing in securities	2021-03-15	2021-11-05
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2009-03-06	2021-02-23
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-01-30	2021-02-23
ADMIS Hong Kong Limited	Rep	Dealing in futures contracts	2008-03-03	2009-01-16
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2006-03-20	2008-03-01
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2006-01-10	2008-03-01