| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2024-03-28 |
| Rep | Dealing in securities | 2017-06-29 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-06-29 | 2024-03-28 |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-10-03 | 2016-12-31 |
| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-10-03 | 2016-12-31 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-04-15 | 2012-09-29 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-04-15 | 2012-09-29 |
| HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in futures contracts | 2008-10-09 | 2011-05-03 |
| Rep | Dealing in securities | 2008-10-09 | 2011-05-03 |
| CES Commodities (HK) Limited | Rep | Advising on futures contracts | - | 2003-11-14 |
| Rep | Asset management | - | 2003-11-14 |
| Rep | Dealing in futures contracts | - | 2008-10-01 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | - | 2008-10-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | Providing automated trading services | - | 2003-07-07 |
| Rep | Advising on corporate finance | - | 2003-11-14 |
| Rep | Advising on securities | - | 2003-11-14 |
| Rep | Asset management | - | 2003-11-14 |
| Rep | Dealing in securities | - | 2008-10-01 |