| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2022-02-16 |
| Rep | Dealing in securities | 2017-08-07 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-08-07 | 2022-02-16 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2009-05-25 | 2017-08-01 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-11-09 | 2017-08-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-11-09 | 2017-08-01 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-10-04 | 2007-05-02 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-10-04 | 2007-05-02 |