Personnel Hong Kong SFC License Details (ID 82084)

Personnel Hong Kong SFC License Details (ID 82084)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2021-05-05	-
Soochow Securities International Futures Limited	Rep	Dealing in futures contracts	2021-05-05	-
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2017-02-13	2021-04-12
	Rep	Dealing in securities	2017-02-13	2021-04-12
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2013-08-22	2017-02-12
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2013-08-22	2017-02-12
iBest Consultants Limited	Rep	Dealing in securities	2012-04-24	2012-09-30
	RO	Dealing in futures contracts	2012-03-23	2012-09-30
	Rep	Advising on securities	2011-11-04	2012-09-30
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2006-07-20	2013-07-29
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-08-11
	Rep	Advising on securities	2003-04-01	2003-08-11
	Rep	Asset management	2003-04-01	2003-08-11
	Rep	Providing automated trading services	2003-04-01	2003-08-11
	Rep	Dealing in securities	2003-04-01	2013-07-29