| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2021-05-05 | - |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2021-05-05 | - |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-02-13 | 2021-04-12 |
| Rep | Dealing in securities | 2017-02-13 | 2021-04-12 | |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2013-08-22 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2013-08-22 | 2017-02-12 |
| iBest Consultants Limited | Rep | Dealing in securities | 2012-04-24 | 2012-09-30 |
| RO | Dealing in futures contracts | 2012-03-23 | 2012-09-30 | |
| Rep | Advising on securities | 2011-11-04 | 2012-09-30 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-07-20 | 2013-07-29 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-08-11 |
| Rep | Advising on securities | 2003-04-01 | 2003-08-11 | |
| Rep | Asset management | 2003-04-01 | 2003-08-11 | |
| Rep | Providing automated trading services | 2003-04-01 | 2003-08-11 | |
| Rep | Dealing in securities | 2003-04-01 | 2013-07-29 |
No HKMA registrations in the collected records.