Personnel Hong Kong SFC License Details (ID 82085)

Personnel Hong Kong SFC License Details (ID 82085)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2022-08-17	-
CMB International Securities Limited	Rep	Dealing in securities	2022-08-17	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2004-04-30	2007-06-07
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-09-24
	Rep	Asset management	2003-04-01	2003-09-24
	Rep	Providing automated trading services	2003-04-01	2003-09-24
	Rep	Dealing in futures contracts	2003-04-01	2021-04-08
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-09-24
	Rep	Advising on securities	2003-04-01	2003-09-24
	Rep	Asset management	2003-04-01	2003-09-24
	Rep	Providing automated trading services	2003-04-01	2003-09-24
	Rep	Dealing in securities	2003-04-01	2021-04-08