| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| MoneyMore Asset Management Limited | RO | Advising on securities | 2025-04-11 | - |
| RO | Asset management | 2025-04-11 | - | |
| MONEYMORE SECURITIES LIMITED | RO | Dealing in securities | 2024-05-16 | - |
| Rep | Dealing in securities | 2024-03-12 | 2024-05-16 | |
| Prior Asset Management Limited | RO | Advising on securities | 2022-12-12 | 2024-02-16 |
| RO | Asset management | 2022-12-12 | 2024-02-16 | |
| Prior Securities Limited | RO | Dealing in securities | 2022-07-14 | 2024-02-16 |
| WK FUND MANAGEMENT LIMITED | RO | Advising on securities | 2019-01-03 | 2021-07-02 |
| RO | Asset management | 2019-01-03 | 2021-07-02 | |
| WK SECURITIES LIMITED | RO | Advising on securities | 2018-04-03 | 2021-07-02 |
| RO | Dealing in securities | 2017-10-13 | 2021-07-02 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2011-10-21 | 2017-05-27 |
| Rep | Leveraged foreign exchange trading | 2008-08-27 | 2017-05-27 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-10-05 | 2017-05-27 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-10-05 | 2017-05-27 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2006-11-06 | 2007-08-18 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-11-06 | 2007-08-18 |
No HKMA registrations in the collected records.