| LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2021-03-11 | - |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2021-03-11 | - |
| Mason Securities Limited | Rep | Asset management | 2020-07-13 | 2021-03-05 |
| MASON INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2020-03-26 | 2021-03-05 |
| RO | Dealing in securities | 2020-03-26 | 2021-03-05 |
| Mason Securities Limited | RO | Advising on securities | 2020-03-26 | 2021-03-05 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | RO | Advising on futures contracts | 2020-03-26 | 2021-03-05 |
| RO | Dealing in futures contracts | 2020-03-26 | 2021-03-05 |
| Mason Securities Limited | RO | Dealing in securities | 2019-11-27 | 2021-03-05 |
| Rep | Dealing in securities | 2019-07-16 | 2019-11-27 |
| Rep | Advising on securities | 2019-07-16 | 2020-03-26 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2019-07-16 | 2020-03-26 |
| Rep | Dealing in futures contracts | 2019-07-16 | 2020-03-26 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-01-28 | 2019-06-25 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-10-14 |
| Rep | Asset management | 2003-04-01 | 2003-10-14 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-10-14 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2019-06-25 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-09-29 |
| Rep | Asset management | 2003-04-01 | 2003-09-29 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-09-29 |
| Rep | Advising on securities | 2003-04-01 | 2003-10-14 |
| Rep | Dealing in securities | 2003-04-01 | 2019-06-25 |