Personnel Hong Kong SFC License Details (ID 82093)

Personnel Hong Kong SFC License Details (ID 82093)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2012-04-02	-
	Rep	Advising on futures contracts	2012-04-02	2026-03-31
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2012-04-02	-
	Rep	Advising on securities	2012-04-02	2026-03-31
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	2007-01-08	2012-03-02
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2006-11-21	2012-03-02
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2006-10-16	2012-03-02
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2006-10-16	2012-03-02
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2004-05-24	2006-10-03
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2004-05-24	2006-10-03