Personnel Hong Kong SFC License Details (ID 82094)

Personnel Hong Kong SFC License Details (ID 82094)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SDIC SECURITIES FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2026-03-05	-
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2025-09-19	-
Ninth Eternity Securities Asia Limited	Rep	Advising on securities	2022-04-14	2022-12-31
	Rep	Dealing in securities	2022-04-14	2022-12-31
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2012-06-26	2021-05-14
SDIC SECURITIES FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-06-26	2021-05-14
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2010-04-15	2012-06-09
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2010-04-15	2012-06-09
HAI TONG SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in futures contracts	2009-05-19	2011-05-03
	Rep	Dealing in securities	2008-10-22	2011-05-03