| CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-02-23 | 2018-09-16 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2018-02-23 | 2018-09-16 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-07-10 | 2015-04-25 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2008-07-10 | 2015-04-25 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2007-10-10 | 2008-06-27 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-10-10 | 2008-06-27 |
| CHRISTFUND FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-08-13 | 2007-10-07 |
| CHRISTFUND SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2003-08-12 |
| Rep | Advising on securities | - | 2003-08-12 |
| Rep | Asset management | - | 2003-08-12 |
| Rep | Dealing in securities | - | 2007-10-07 |