Personnel Hong Kong SFC License Details (ID 82100)

Personnel Hong Kong SFC License Details (ID 82100)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SILVERBRICKS SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2022-04-28	2025-03-18
	RO	Advising on corporate finance	2022-04-27	2025-03-18
	Rep	Advising on corporate finance	2020-07-22	2022-04-27
DRACO CAPITAL LIMITED	Rep	Advising on corporate finance	2019-02-18	2020-06-22
iBest Consultants Limited	Rep	Asset management	2017-06-19	2018-10-11
	Rep	Advising on securities	2016-10-27	2018-10-11
	Rep	Dealing in securities	2016-10-27	2018-10-11
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2011-02-18	2017-07-20
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2011-01-20	2017-07-20
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2010-12-13	2017-07-20
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2008-05-21	2010-08-28