| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2021-04-01 | - |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2021-04-01 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2012-04-23 | 2020-01-23 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-02-27 | 2021-03-23 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2003-06-20 | 2021-03-23 |
| VICTORFIELD SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-06-19 |
| Rep | Advising on securities | 2003-04-01 | 2003-06-19 |
| Rep | Asset management | 2003-04-01 | 2003-06-19 |
| Rep | Dealing in securities | 2003-04-01 | 2003-06-19 |