Chan, Wang (SFC:AEL779) 陳宏 SFC Licences and HKMA Registrations (ID 82102)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2021-04-01	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2021-04-01	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2012-04-23	2020-01-23
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2007-02-27	2021-03-23
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2003-06-20	2021-03-23
VICTORFIELD SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-06-19
	Rep	Advising on securities	2003-04-01	2003-06-19
	Rep	Asset management	2003-04-01	2003-06-19
	Rep	Dealing in securities	2003-04-01	2003-06-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.