Personnel Hong Kong SFC License Details (ID 82104)

Personnel Hong Kong SFC License Details (ID 82104)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL FUTURES LIMITED	RO	Advising on futures contracts	2018-05-29	2022-05-31
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	RO	Leveraged foreign exchange trading	2016-12-01	2020-02-24
HAITONG INTERNATIONAL FUTURES LIMITED	RO	Dealing in futures contracts	2012-08-08	2022-05-31
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	RO	Dealing in securities	2012-08-08	2022-05-31
	Rep	Leveraged foreign exchange trading	2004-11-24	2016-12-01
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-08-13
	Rep	Asset management	-	2003-08-13
	Rep	Providing automated trading services	-	2003-08-13
	Rep	Dealing in futures contracts	-	2012-08-08
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	-	2003-08-13
	Rep	Advising on securities	-	2003-08-13
	Rep	Asset management	-	2003-08-13
	Rep	Providing automated trading services	-	2003-08-13
	Rep	Dealing in securities	-	2012-08-08