| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2017-09-22 | - |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2017-09-22 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2009-10-16 | 2017-09-15 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-08-14 |
| Rep | Asset management | 2003-04-01 | 2003-08-14 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-08-14 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2017-09-15 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-08-14 |
| Rep | Advising on securities | 2003-04-01 | 2003-08-14 |
| Rep | Asset management | 2003-04-01 | 2003-08-14 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-08-14 |
| Rep | Dealing in securities | 2003-04-01 | 2017-09-15 |