| Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2012-11-02 | 2013-04-14 |
| Rep | Dealing in securities | 2012-11-02 | 2013-04-14 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-04-15 | 2012-05-05 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-04-15 | 2012-05-05 |
| HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in futures contracts | 2008-10-29 | 2011-05-03 |
| Rep | Dealing in securities | 2008-10-29 | 2011-05-03 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2006-08-07 | 2008-06-30 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2006-08-07 | 2008-06-30 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-11-11 | 2006-03-24 |
| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2005-11-11 | 2006-03-24 |
| Rep | Dealing in securities | 2005-08-01 | 2006-03-24 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | Providing automated trading services | - | 2003-09-02 |
| Rep | Advising on corporate finance | - | 2004-08-10 |
| Rep | Advising on securities | - | 2004-08-10 |
| Rep | Asset management | - | 2004-08-10 |
| Rep | Dealing in securities | - | 2005-07-29 |