Personnel Hong Kong SFC License Details (ID 82118)

Personnel Hong Kong SFC License Details (ID 82118)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UNITED GAIN INVESTMENT LIMITED	Rep	Advising on securities	2016-01-13	2021-02-28
	Rep	Asset management	2016-01-13	2021-02-28
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2011-05-23	2011-10-29
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2010-11-22	2011-10-29
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2010-10-15	2011-10-29
Telecom King Securities Limited	Rep	Dealing in securities	2009-12-31	2010-09-30