| Future Growth Financial Services Limited | RO | Dealing in futures contracts | 2014-08-27 | 2016-04-06 |
| RO | Dealing in securities | 2014-04-14 | 2016-04-06 |
| Rep | Dealing in securities | 2013-06-18 | 2014-04-14 |
| Rep | Dealing in futures contracts | 2013-06-18 | 2014-08-27 |
| RO | Leveraged foreign exchange trading | 2012-12-11 | 2016-04-06 |
| Rep | Leveraged foreign exchange trading | 2012-08-24 | 2012-12-11 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-05-27 | 2012-05-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2008-11-21 | 2012-05-01 |
| Rep | Leveraged foreign exchange trading | 2007-11-26 | 2012-05-01 |