| MOUETTE SECURITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2026-06-26 | - |
| Rep | Dealing in securities | 2026-02-23 | - |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2021-08-23 | 2025-01-28 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2021-08-23 | 2025-01-28 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-09-28 | 2021-02-25 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2009-09-28 | 2020-01-23 |
| Rep | Dealing in securities | 2009-09-28 | 2021-02-25 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2009-01-21 | 2009-04-08 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-11-07 | 2009-04-08 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2008-11-07 | 2009-04-08 |