| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2021-04-15 | - |
| Rep | Dealing in securities | 2021-01-29 | - | |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2021-01-29 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-09-04 | 2021-01-08 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-09-04 | 2021-01-08 |