| GREAT BAY SECURITIES LIMITED | RO | Advising on securities | 2022-07-19 | - |
| RO | Asset management | 2022-07-19 | - |
| RO | Dealing in securities | 2022-07-19 | - |
| Rep | Advising on securities | 2022-04-26 | 2022-07-19 |
| Rep | Asset management | 2022-04-26 | 2022-07-19 |
| Rep | Dealing in securities | 2022-04-26 | 2022-07-19 |
| Meta Elephant Capital Limited | RO | Advising on securities | 2021-04-14 | 2022-03-16 |
| RO | Asset management | 2021-04-14 | 2022-03-16 |
| Rep | Advising on securities | 2021-04-01 | 2021-04-14 |
| Rep | Asset management | 2021-04-01 | 2021-04-14 |
| I Win Asset Management Limited | RO | Advising on securities | 2021-01-25 | 2021-02-01 |
| RO | Asset management | 2021-01-25 | 2021-02-01 |
| I WIN SECURITIES LIMITED | RO | Dealing in securities | 2020-05-07 | 2021-02-01 |
| Rep | Dealing in securities | 2020-02-24 | 2020-05-07 |
| KILMOREY ASSET MANAGEMENT LIMITED | RO | Asset management | 2019-04-30 | 2020-01-06 |
| KILMOREY SECURITIES LIMITED | RO | Advising on securities | 2019-04-30 | 2019-12-03 |
| RO | Dealing in securities | 2019-04-30 | 2019-12-03 |
| KILMOREY ASSET MANAGEMENT LIMITED | Rep | Asset management | 2019-03-22 | 2019-04-30 |
| KILMOREY SECURITIES LIMITED | Rep | Advising on securities | 2019-03-22 | 2019-04-30 |
| Rep | Dealing in securities | 2019-03-22 | 2019-04-30 |
| CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED | RO | Asset management | 2017-10-30 | 2019-03-15 |
| RO | Advising on securities | 2017-07-28 | 2019-03-15 |
| RO | Dealing in securities | 2017-07-28 | 2019-03-15 |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-06-30 | 2017-03-16 |
| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-06-30 | 2017-03-16 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-07-16 | 2015-06-18 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-07-16 | 2015-06-18 |
| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2009-08-17 | 2010-07-08 |
| Rep | Dealing in securities | 2009-08-17 | 2010-07-08 |
| iBest Securities Company Limited | Rep | Dealing in securities | 2004-12-14 | 2009-08-06 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-01-28 | 2009-08-06 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-08-19 |
| Rep | Asset management | 2003-04-01 | 2003-08-19 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-08-19 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2009-08-06 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-08-19 |
| Rep | Advising on securities | 2003-04-01 | 2003-08-19 |
| Rep | Asset management | 2003-04-01 | 2003-08-19 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-08-19 |
| Rep | Dealing in securities | 2003-04-01 | 2009-08-06 |