Personnel Hong Kong SFC License Details (ID 82141)

Personnel Hong Kong SFC License Details (ID 82141)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Premia Partners Company Limited	Rep	Dealing in securities	2021-04-01	-
	Rep	Dealing in securities	2019-01-18	2021-01-30
GF International Investment Management Limited	Rep	Asset management	2018-02-02	2019-01-13
	Rep	Dealing in securities	2018-01-18	2019-01-13
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2017-09-29	2017-12-01
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2017-09-29	2017-12-01
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2014-11-11	2017-09-21
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2014-11-11	2017-09-21
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2013-04-15	2014-11-05
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2013-04-15	2014-11-05
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2011-05-20	2012-06-07
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2006-06-13	2012-06-07
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2006-06-13	2012-06-07