| Enhanced Investment Management Limited | RO | Advising on securities | 2022-09-19 | 2023-04-27 |
| RO | Asset management | 2022-09-19 | 2023-04-27 |
| Rep | Advising on securities | 2022-01-26 | 2022-09-19 |
| Enhanced Securities Limited | Rep | Dealing in securities | 2022-01-26 | 2022-12-31 |
| SDHG International Asset Management Limited | RO | Advising on futures contracts | 2021-02-18 | 2021-10-26 |
| RO | Advising on securities | 2021-02-18 | 2021-10-26 |
| RO | Asset management | 2021-02-18 | 2021-10-26 |
| SDHG International Securities Limited | RO | Dealing in securities | 2021-02-18 | 2021-10-26 |
| MASON INVESTMENT MANAGEMENT LIMITED | RO | Asset management | 2020-04-22 | 2020-07-30 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | RO | Advising on futures contracts | 2017-04-25 | 2020-07-30 |
| THOMAS GLOBAL FINANCIAL SERVICES LIMITED | RO | Dealing in securities | 2016-12-06 | 2020-07-30 |
| Mason Securities Limited | RO | Advising on securities | 2016-10-13 | 2020-07-30 |
| RO | Asset management | 2016-10-13 | 2020-07-30 |
| RO | Dealing in securities | 2016-09-13 | 2020-07-30 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2016-09-13 | 2020-07-30 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2005-12-13 | 2014-03-19 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-08-12 | 2014-03-10 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-08-12 | 2016-08-22 |