| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2023-11-29 | - |
| Rep | Dealing in securities | 2023-11-29 | - |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2021-03-25 | 2023-07-10 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2021-03-25 | 2023-07-10 |
| iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2017-12-28 | 2019-01-25 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2008-02-29 | 2021-02-25 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-09-19 | 2021-02-25 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2005-09-02 | 2020-01-23 |
| PEACE TOWN FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2003-04-01 | 2004-03-19 |