Personnel Hong Kong SFC License Details (ID 82144)

Personnel Hong Kong SFC License Details (ID 82144)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2021-04-07	-
CMB International Securities Limited	Rep	Dealing in securities	2021-04-07	-
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-08-10	2021-03-15
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2009-08-10	2021-03-15
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2007-11-07	2008-06-17
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2007-11-07	2008-06-17