| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2021-03-24 | - |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2021-03-24 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-08-19 | 2019-10-16 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-08-18 |
| Rep | Asset management | 2003-04-01 | 2003-08-18 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-08-18 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2021-03-15 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-08-18 |
| Rep | Advising on securities | 2003-04-01 | 2003-08-18 |
| Rep | Asset management | 2003-04-01 | 2003-08-18 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-08-18 |
| Rep | Dealing in securities | 2003-04-01 | 2021-03-15 |