| CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2019-01-16 | 2021-03-19 |
| CSC FUTURES (HK) LIMITED | RO | Dealing in futures contracts | 2016-08-16 | 2021-03-19 |
| RO | Dealing in securities | 2016-08-16 | 2021-03-19 |
| Mason Securities Limited | RO | Dealing in securities | 2016-01-13 | 2016-06-29 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2015-06-29 | 2016-06-29 |
| Mason Securities Limited | Rep | Dealing in securities | 2013-04-18 | 2016-01-13 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-04-18 | 2015-06-29 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-04-11 | 2013-04-11 |
| Rep | Leveraged foreign exchange trading | 2004-10-05 | 2013-04-11 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-04-17 | 2013-04-11 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Advising on futures contracts | - | 2004-04-02 |
| Rep | Asset management | - | 2004-04-02 |
| Rep | Providing automated trading services | - | 2004-04-02 |
| Rep | Dealing in futures contracts | - | 2004-04-06 |