Personnel Hong Kong SFC License Details (ID 82149)

Personnel Hong Kong SFC License Details (ID 82149)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2021-10-15	-
CMB International Securities Limited	Rep	Dealing in securities	2021-10-15	-
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2012-07-26	2021-03-05
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2012-07-26	2019-10-17
	Rep	Dealing in securities	2012-07-26	2021-03-05
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2008-09-05	2012-03-29
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2008-09-05	2012-03-29
	Rep	Leveraged foreign exchange trading	2008-09-05	2012-03-29