| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Theia Securities Limited | RO | Advising on securities | 2024-08-20 | - |
| RO | Asset management | 2024-08-20 | - | |
| RO | Dealing in securities | 2024-08-20 | - | |
| Rep | Advising on securities | 2024-07-12 | 2024-08-20 | |
| Rep | Asset management | 2024-07-12 | 2024-08-20 | |
| Rep | Dealing in securities | 2024-07-12 | 2024-08-20 | |
| Quam Securities Limited | Rep | Asset management | 2018-06-01 | 2024-03-28 |
| Rep | Dealing in futures contracts | 2018-04-11 | 2024-03-28 | |
| Rep | Dealing in securities | 2018-04-11 | 2024-03-28 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-06-08 | 2018-04-06 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-06-08 | 2018-04-06 |
No HKMA registrations in the collected records.