Personnel Hong Kong SFC License Details (ID 82153)

Personnel Hong Kong SFC License Details (ID 82153)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Theia Securities Limited	RO	Advising on securities	2024-08-20	-
	RO	Asset management	2024-08-20	-
	RO	Dealing in securities	2024-08-20	-
	Rep	Advising on securities	2024-07-12	2024-08-20
	Rep	Asset management	2024-07-12	2024-08-20
	Rep	Dealing in securities	2024-07-12	2024-08-20
Quam Securities Limited	Rep	Asset management	2018-06-01	2024-03-28
	Rep	Dealing in futures contracts	2018-04-11	2024-03-28
	Rep	Dealing in securities	2018-04-11	2024-03-28
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2011-06-08	2018-04-06
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2011-06-08	2018-04-06