Personnel SFC Licences and HKMA Registrations (ID 82154)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HALCYON SECURITIES LIMITED	Rep	Advising on securities	2014-04-02	-
	RO	Dealing in futures contracts	2013-09-12	-
	Rep	Dealing in securities	2013-05-27	-
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Dealing in securities	2011-11-07	2013-05-22
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2011-07-19	2013-05-22
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2007-06-18	2013-05-22
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2007-06-18	2013-05-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.