| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Harmonia Capital Limited | RO | Advising on securities | 2019-12-09 | - |
| RO | Asset management | 2019-12-09 | - | |
| RO | Dealing in securities | 2019-12-09 | - | |
| iBest Consultants Limited | RO | Advising on securities | 2018-08-22 | 2019-01-15 |
| RO | Asset management | 2018-08-22 | 2019-01-15 | |
| RO | Dealing in securities | 2018-08-22 | 2019-01-15 | |
| iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2018-01-09 | 2019-01-25 |
| iBest Consultants Limited | Rep | Advising on securities | 2017-08-30 | 2018-08-22 |
| Rep | Dealing in securities | 2017-08-30 | 2018-08-22 | |
| Rep | Asset management | 2015-11-13 | 2018-08-22 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2012-07-13 | 2019-06-27 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2012-07-13 | 2019-06-27 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2012-05-18 | 2015-11-06 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2010-07-05 | 2019-06-27 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-05-02 | 2019-12-03 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2008-02-29 | 2019-12-03 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2007-08-20 | 2008-02-15 |
No HKMA registrations in the collected records.