| BOCI SECURITIES LIMITED | Rep | Advising on securities | 2021-03-04 | - |
| Rep | Dealing in futures contracts | 2019-11-13 | - |
| Rep | Dealing in securities | 2019-11-13 | - |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2015-08-25 | 2019-09-04 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-08-25 | 2019-09-04 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2015-08-25 | 2019-09-04 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2012-03-23 | 2015-08-06 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-10-30 | 2015-08-06 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2008-10-30 | 2015-08-06 |