| CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2023-07-03 | - |
| Rep | Dealing in securities | 2023-07-03 | - |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2023-07-03 | - |
| BOCI SECURITIES LIMITED | Rep | Advising on securities | 2021-07-16 | 2023-06-05 |
| Rep | Dealing in futures contracts | 2021-07-16 | 2023-06-05 |
| Rep | Dealing in securities | 2021-07-16 | 2023-06-05 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2021-05-11 | 2021-06-18 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-05-11 | 2021-06-18 |
| iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2017-12-07 | 2019-01-25 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2014-10-20 | 2021-04-01 |
| iBest Consultants Limited | Rep | Advising on securities | 2014-10-20 | 2018-12-05 |
| Rep | Dealing in securities | 2014-10-20 | 2018-12-05 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-02-11 | 2021-04-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2010-02-11 | 2019-10-16 |
| Rep | Dealing in securities | 2009-12-10 | 2021-04-01 |