Personnel Hong Kong SFC License Details (ID 82159)

Personnel Hong Kong SFC License Details (ID 82159)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Global Markets Limited	Rep	Dealing in securities	2019-07-16	2022-02-07
CMB INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2016-05-25	2024-09-03
CMB International Securities Limited	Rep	Dealing in securities	2015-05-19	2024-09-03
Ark Securities (Hong Kong) Limited	Rep	Dealing in securities	2012-03-06	2015-05-09
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-03-06	2015-05-09
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2011-09-15	2012-02-24
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2011-09-15	2012-02-24
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2008-04-21	2011-07-23
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2008-04-21	2011-07-23
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2008-04-21	2011-07-23
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2007-12-19	2008-01-24
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2007-10-31	2008-01-24
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2007-10-31	2008-01-24