| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | RO | Advising on securities | 2019-07-16 | - |
| RO | Dealing in securities | 2017-06-30 | - | |
| CITIC Securities Futures (HK) Limited | RO | Dealing in futures contracts | 2017-06-30 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2015-07-28 | 2017-06-30 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2015-07-28 | 2017-06-30 |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Dealing in securities | 2013-07-25 | 2015-06-20 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-06-02 | 2015-06-20 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-06-02 | 2015-06-20 |
No HKMA registrations in the collected records.