Personnel Hong Kong SFC License Details (ID 82163)

Personnel Hong Kong SFC License Details (ID 82163)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SDIC SECURITIES FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2015-10-12	2024-04-26
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2014-11-11	2024-04-26
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2010-03-25	2012-04-21
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2010-03-25	2012-04-21
	Rep	Leveraged foreign exchange trading	2010-03-25	2012-04-21
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-08-24	2010-03-12
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	2009-03-10	2010-03-12
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2009-02-02	2010-03-12