| I WIN SECURITIES LIMITED | RO | Dealing in securities | 2017-07-19 | 2022-07-31 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-01-28 | 2017-03-31 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | - | 2003-08-15 |
| Rep | Asset management | - | 2003-08-15 |
| Rep | Providing automated trading services | - | 2003-08-15 |
| Rep | Dealing in futures contracts | - | 2017-03-31 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | - | 2003-08-15 |
| Rep | Advising on securities | - | 2003-08-15 |
| Rep | Asset management | - | 2003-08-15 |
| Rep | Providing automated trading services | - | 2003-08-15 |
| Rep | Dealing in securities | - | 2017-03-31 |