| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| GLOBAL MASTERMIND ASSET MANAGEMENT LIMITED | Rep | Asset management | 2020-02-07 | 2020-10-14 |
| GLOBAL MASTERMIND FUTURES LIMITED | RO | Dealing in futures contracts | 2019-04-01 | 2020-10-14 |
| Rep | Dealing in futures contracts | 2018-07-26 | 2019-04-01 | |
| GLOBAL MASTERMIND SECURITIES LIMITED | RO | Advising on securities | 2017-07-25 | - |
| RO | Dealing in securities | 2017-07-25 | - | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2008-09-23 | 2017-06-09 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-08-07 | 2017-06-09 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2008-08-07 | 2017-06-09 |
| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-07-23 | 2008-07-17 |
| Rep | Dealing in securities | 2007-07-23 | 2008-07-17 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-01-28 | 2007-07-03 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-08-15 |
| Rep | Asset management | 2003-04-01 | 2003-08-15 | |
| Rep | Providing automated trading services | 2003-04-01 | 2003-08-15 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2007-07-03 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-08-15 |
| Rep | Advising on securities | 2003-04-01 | 2003-08-15 | |
| Rep | Asset management | 2003-04-01 | 2003-08-15 | |
| Rep | Providing automated trading services | 2003-04-01 | 2003-08-15 | |
| Rep | Dealing in securities | 2003-04-01 | 2007-07-03 |
No HKMA registrations in the collected records.