Personnel Hong Kong SFC License Details (ID 82175)

Personnel Hong Kong SFC License Details (ID 82175)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Eddid Securities and Futures Limited	Rep	Leveraged foreign exchange trading	2021-09-23	-
	Rep	Dealing in futures contracts	2021-08-16	-
	Rep	Dealing in securities	2021-08-16	-
Quam Securities Limited	Rep	Dealing in futures contracts	2020-06-01	2021-07-28
	Rep	Dealing in securities	2020-06-01	2021-07-28
Mason Securities Limited	Rep	Dealing in securities	2017-10-06	2020-05-15
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2017-10-06	2020-05-15
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2011-10-03	2017-09-11
HAI TONG SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in futures contracts	2010-03-22	2011-05-03
	Rep	Dealing in securities	2010-03-22	2011-05-03
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2005-09-01	2017-09-11
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2005-09-01	2017-09-11