Personnel Hong Kong SFC License Details (ID 82176)

Personnel Hong Kong SFC License Details (ID 82176)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2026-06-23	-
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2026-06-23	-
CMB INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2023-10-19	2024-07-08
CMB International Securities Limited	Rep	Dealing in securities	2023-10-19	2024-07-08
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2022-06-29	2023-10-06
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2022-06-29	2023-10-06
KGI ASIA LIMITED	Rep	Dealing in securities	2021-03-23	2022-06-15
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2021-03-23	2022-06-15
iBest Investment Services Limited	Rep	Leveraged foreign exchange trading	2017-07-20	2019-01-25
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2004-07-14	2019-12-12
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-08-14
	Rep	Asset management	2003-04-01	2003-08-14
	Rep	Providing automated trading services	2003-04-01	2003-08-14
	Rep	Dealing in futures contracts	2003-04-01	2021-03-10
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-08-14
	Rep	Advising on securities	2003-04-01	2003-08-14
	Rep	Asset management	2003-04-01	2003-08-14
	Rep	Providing automated trading services	2003-04-01	2003-08-14
	Rep	Dealing in securities	2003-04-01	2021-03-10