Personnel Hong Kong SFC License Details (ID 82178)

Personnel Hong Kong SFC License Details (ID 82178)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
I WIN SECURITIES LIMITED	Rep	Dealing in securities	2018-04-23	2021-07-30
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2017-09-01	2018-04-13
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Dealing in securities	2017-09-01	2018-04-13
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in futures contracts	2017-09-01	2018-04-13
	Rep	Dealing in securities	2017-09-01	2018-04-13
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Dealing in securities	2011-11-07	2015-03-06
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2005-12-13	2015-03-06
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2005-01-20	2015-03-06
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2005-01-20	2015-03-06