Personnel Hong Kong SFC License Details (ID 82180)

Personnel Hong Kong SFC License Details (ID 82180)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	RO	Dealing in securities	2016-07-01	-
	RO	Dealing in securities	2014-01-21	2016-06-30
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	RO	Dealing in futures contracts	2014-01-21	-
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	RO	Dealing in securities	2014-01-21	2016-06-30
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2013-08-16	2014-01-21
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2013-08-16	2014-01-21
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2013-08-16	2014-01-21
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2004-05-21	2013-08-01
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-08-14
	Rep	Asset management	2003-04-01	2003-08-14
	Rep	Providing automated trading services	2003-04-01	2003-08-14
	Rep	Dealing in futures contracts	2003-04-01	2013-08-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-08-14
	Rep	Advising on securities	2003-04-01	2003-08-14
	Rep	Asset management	2003-04-01	2003-08-14
	Rep	Providing automated trading services	2003-04-01	2003-08-14
	Rep	Dealing in securities	2003-04-01	2013-08-01