Personnel Hong Kong SFC License Details (ID 82181)

Personnel Hong Kong SFC License Details (ID 82181)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
YUE XIU SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2026-07-14	2026-09-21
Mirae Asset Securities (HK) Limited	Rep	Advising on securities	2025-11-13	2026-03-06
	Rep	Dealing in futures contracts	2025-11-13	2026-03-06
	Rep	Dealing in securities	2025-11-13	2026-03-06
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	Dealing in futures contracts	2017-08-22	2025-11-06
	Rep	Advising on securities	2017-05-17	2025-11-06
	Rep	Dealing in securities	2017-05-17	2025-11-06
CVP Capital Limited (HK)	Rep	Advising on corporate finance	2017-03-17	2017-05-01
	Rep	Advising on securities	2017-03-17	2017-05-01
	Rep	Dealing in securities	2017-03-17	2017-05-01
MUFG Securities Asia Limited	Rep	Dealing in securities	2016-03-21	2016-09-13
OKASAN INTERNATIONAL (ASIA) LIMITED	Rep	Dealing in securities	2013-09-23	2015-06-20
GMO-Z.com Forex HK Limited	Rep	Leveraged foreign exchange trading	2012-07-04	2013-09-10
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2009-09-30	2011-11-14
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-05-20	2011-11-14
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2009-05-20	2011-11-14