Personnel Hong Kong SFC License Details (ID 82182)

Personnel Hong Kong SFC License Details (ID 82182)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EAST ASIA FUTURES LIMITED	Rep	Dealing in futures contracts	2024-08-02	-
EAST ASIA SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2024-07-30	-
CHELSEA SECURITIES LIMITED	RO	Dealing in securities	2017-12-27	2024-02-29
	Rep	Dealing in securities	2017-09-01	2017-12-27
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2011-05-03	2017-08-25
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2011-03-30	2017-08-25
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2011-03-30	2017-08-25
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2010-05-28	2011-02-21
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2010-05-28	2011-02-21
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2003-12-22	2010-05-01
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-08-21
	Rep	Asset management	2003-04-01	2003-08-21
	Rep	Providing automated trading services	2003-04-01	2003-08-21
	Rep	Dealing in futures contracts	2003-04-01	2010-05-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-08-21
	Rep	Advising on securities	2003-04-01	2003-08-21
	Rep	Asset management	2003-04-01	2003-08-21
	Rep	Providing automated trading services	2003-04-01	2003-08-21
	Rep	Dealing in securities	2003-04-01	2010-05-01