| CA Premium International (HK) Limited | RO | Leveraged foreign exchange trading | 2020-10-27 | 2021-06-20 |
| Rep | Leveraged foreign exchange trading | 2020-09-14 | 2020-10-27 |
| CIF Securities Futures Limited | Rep | Dealing in futures contracts | 2018-10-16 | 2020-05-31 |
| Rep | Dealing in securities | 2018-10-16 | 2020-05-31 |
| CIF Global Markets (HK) Limited | Rep | Leveraged foreign exchange trading | 2018-05-10 | 2020-03-30 |
| SBI FX Co., Limited | Rep | Leveraged foreign exchange trading | 2016-10-20 | 2018-04-28 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2013-12-23 | 2016-05-28 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2013-12-23 | 2016-05-28 |
| Rep | Leveraged foreign exchange trading | 2013-12-23 | 2016-05-28 |
| UNITED SIMSEN FOREX DEALERS LIMITED | Rep | Leveraged foreign exchange trading | 2013-05-02 | 2013-11-27 |
| XinKong International Securities Limited | Rep | Dealing in futures contracts | 2013-05-02 | 2013-11-27 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2008-12-09 | 2013-04-22 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-05-13 | 2013-04-22 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2008-05-13 | 2013-04-22 |