| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2021-03-16 | 2026-03-31 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2021-03-16 | 2026-03-31 |
| iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2017-07-24 | 2019-01-25 |
| iBest Consultants Limited | Rep | Advising on securities | 2012-05-25 | 2018-12-05 |
| Rep | Dealing in securities | 2012-05-25 | 2018-12-05 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-07-09 | 2021-03-03 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-08-28 | 2021-03-03 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2006-02-08 | 2019-12-12 |