Kam, Stephen Wing Shu 甘永樹

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-12-05	2018-07-20
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2017-12-05	2018-07-20
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2004-01-28	2017-08-16
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2003-07-25	2017-08-16
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2003-07-25	2017-08-16
KGI ASIA LIMITED	Rep	Advising on corporate finance	-	2003-07-01
	Rep	Advising on securities	-	2003-07-01
	Rep	Asset management	-	2003-07-01
	Rep	Dealing in securities	-	2003-07-01
KGI FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	-	2003-07-01
	Rep	Asset management	-	2003-07-01
	Rep	Dealing in futures contracts	-	2003-07-01

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-12-05	2018-07-20
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2017-12-05	2018-07-20
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2004-01-28	2017-08-16
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2003-07-25	2017-08-16
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2003-07-25	2017-08-16
KGI ASIA LIMITED	Rep	Advising on corporate finance	-	2003-07-01
	Rep	Advising on securities	-	2003-07-01
	Rep	Asset management	-	2003-07-01
	Rep	Dealing in securities	-	2003-07-01
KGI FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	-	2003-07-01
	Rep	Asset management	-	2003-07-01
	Rep	Dealing in futures contracts	-	2003-07-01